by Anthony Christina | Nov 22, 2021 | Blog
On November 4, 2021, U.S. Securities and Exchange Commission (“SEC”) Chairman Gary Gensler spoke at the Securities Enforcement Forum. While Gensler spoke on a variety of topics related to the agency’s enforcement mission, his remarks on cryptocurrencies, particularly...
by Anthony Christina | Nov 15, 2021 | Blog
Introduction: Successful shareholder derivative lawsuits can be an uphill battle for plaintiffs seeking to hold a company’s directors liable for breaches of their fiduciary duties. However, a recent development out of the Delaware Chancery Court in In re The Boeing...
by Anthony Christina | Oct 21, 2021 | Blog
On October 21, 2021, credit unions around the world will celebrate International Credit Union (ICU) Day® recognizing the global credit union movement. ICU Day has been annually celebrated on the third Thursday of October since 1948. This year’s ICU Day theme is...
by Anthony Christina | Jul 21, 2021 | Blog
On June 30, 2021, the Financial Industry Regulatory Authority (“FINRA”) fined[1] the popular broker-dealer trading app Robinhood Financial LLC (“Robinhood”) $57 million, and ordered the company pay approximately $12.6 million in restitution, for what FINRA alleges...
