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SEC Revives Claw Back Rule for Executive Compensation

SEC Revives Claw Back Rule for Executive Compensation

Securities and Exchange Commission voted on October 14, 2021 to bring back an unfinished rule from 2015[1] relating to executive compensation. The rule requires U.S. listed companies to have a plan in place to claw back...

Lowey Dannenberg Celebrates International Credit Union Day

Lowey Dannenberg Celebrates International Credit Union Day

On October 21, 2021, credit unions around the world will celebrate International Credit Union (ICU) Day® recognizing the global credit union movement. ICU Day has been annually celebrated on the third Thursday of October...

Cryptocurrency Exchanges Face Growing Scrutiny from the SEC

Cryptocurrency Exchanges Face Growing Scrutiny from the SEC

Earlier this month, the Securities and Exchange Commission issued a warning to Coinbase Global Inc., the United States’ largest cryptocurrency exchange, based on the exchange’s announced plans to launch its new “Lend”...

National Whistleblower Appreciation Day

National Whistleblower Appreciation Day

Living in the United States, we have the luxury of enjoying various national holidays like Labor Day, Memorial Day and Presidents Day. However, many Americans are unaware that there is a National Whistleblower Appreciation...

FINRA Hits Robinhood With $70M Fine And Restitution Penalty

FINRA Hits Robinhood With $70M Fine And Restitution Penalty

On June 30, 2021, the Financial Industry Regulatory Authority (“FINRA”) fined[1] the popular broker-dealer trading app Robinhood Financial LLC (“Robinhood”) $57 million, and ordered the company pay approximately $12.6...